Cheng, Chi Fung 鄭智鋒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2006-11-16 2007-07-15
2 CES Commodities (HK) Limited Rep Dealing in futures contracts 2007-10-15 2010-10-22
3 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2010-11-04 2011-01-01
4 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-11-04 2011-01-01
5 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2011-01-31 2011-03-09
6 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2007-02-06 2007-07-15
7 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2007-10-15 2010-10-22
8 HSBC BROKING (CHINA) LIMITED Rep Dealing in securities 2010-11-04 2011-01-01
9 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2010-11-04 2011-01-01
10 HSBC BROKING SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2010-11-04 2011-01-01
11 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in securities 2011-01-31 2011-03-09
12 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2007-11-23 2010-10-22
13 Yuanta Asia Investment (Hong Kong) Limited Rep Leveraged foreign exchange trading 2011-01-31 2011-03-09

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