Ho, Ivan Yiu Chung 何耀宗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-22 | 2016-01-28 |
| 2 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2012-12-03 | 2014-04-04 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2009-08-27 | 2009-12-01 | Rep | Dealing in securities | 2009-08-27 | 2009-12-01 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2018-06-06 | 2023-09-30 |
| 5 | DL SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2024-01-30 | 2024-04-17 |
| 6 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-02-22 | 2018-05-24 |
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