Sugarman, Richard Neil (SFC:BKX038)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2017-09-11 | 2023-12-29 | Rep | Dealing in securities | 2017-09-11 | 2023-12-29 |
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