Lau, Kin Wa (SFC:AOK263) 劉建華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-09-27 | 2008-04-14 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-01-10 | 2007-03-19 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-17 | 2011-04-06 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-09-17 | 2011-04-06 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-06-27 | 2007-09-04 |
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