Huang, Yun Tong 黃蘊彤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-02-12 | 2021-08-08 |
2 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-02-12 | 2021-08-08 |
3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2017-09-13 | 2019-01-24 |
4 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-13 | 2019-01-24 | Rep | Dealing in securities | 2017-09-13 | 2019-01-24 |
5 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2021-09-02 | Rep | Dealing in securities | 2021-09-02 |
6 | SPDB International Securities Limited | Rep | Dealing in securities | 2021-09-02 |
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