Hou, Yanni 侯燕妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-09-18 | 2019-05-08 |
| 2 | SR Wealth Securities Limited | Rep | Advising on securities | 2019-05-27 | 2019-10-25 | Rep | Dealing in securities | 2019-05-27 | 2019-10-25 |
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