Li, Shiyan (SFC:BKK506) 李世艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2017-09-27 | 2018-12-04 |
| 2 | Quam Securities Limited | Rep | Dealing in securities | 2018-12-28 | 2022-12-23 |
| 3 | Rifa Securities Limited | Rep | Dealing in securities | 2023-10-26 | |
| 4 | Wealth Link Securities Limited | Rep | Dealing in securities | 2023-03-23 | 2023-09-26 |
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