Shiu, Paul Kin Ming 邵建銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASPEN HILL PARTNERS (HONG KONG) LIMITED | Rep | Asset management | 2013-02-22 | 2014-09-20 |
| 2 | Babel Asset Management (HK) Limited | Rep | Asset management | 2022-03-22 | 2022-05-10 | RO | Advising on securities | 2022-05-10 | 2023-09-30 | RO | Asset management | 2022-05-10 | 2023-09-30 |
| 3 | Leucadia Asset Management Limited (HK) | RO | Asset management | 2020-11-03 | 2022-01-31 |
| 4 | Rui Asset Management Company Limited | RO | Advising on securities | 2018-04-17 | 2019-05-08 | RO | Asset management | 2018-04-17 | 2019-05-08 |
| 5 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2007-04-27 | 2011-02-25 | Rep | Asset management | 2007-04-27 | 2011-02-25 |
| 6 | STATE FORTUNE CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2016-11-11 | 2018-01-08 | Rep | Asset management | 2016-11-11 | 2018-01-08 |
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