Ip, Chi Kong 葉智剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-05-14 | 2008-12-02 | Rep | Dealing in securities | 2010-01-22 | 2011-04-07 |
2 | MoneyMore Securities Limited | Rep | Dealing in securities | 2009-06-08 | 2009-09-30 |
3 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2009-11-24 | 2009-12-28 |
4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-15 | 2009-12-28 |
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