Sinha, Neel NA
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2009-05-07 | 2010-01-29 | Rep | Advising on securities | 2023-07-03 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-07-03 | 2009-04-30 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2015-10-16 | 2016-06-01 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-08-18 | 2019-06-06 | Rep | Advising on securities | 2019-08-28 | 2019-12-12 |
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