Lau, Chi Ching (SFC:APF062) 劉智菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Asset Management (Hong Kong) Co. Limited | Rep | Advising on securities | 2016-03-01 | 2016-11-11 | Rep | Asset management | 2016-03-01 | 2016-11-11 | Rep | Dealing in securities | 2016-03-01 | 2016-11-11 | RO | Advising on securities | 2016-11-11 | 2017-09-20 | RO | Asset management | 2016-11-11 | 2017-09-20 | RO | Dealing in securities | 2016-11-11 | 2017-09-20 |
| 2 | CEB International Asset Management Corporation Limited | Rep | Advising on securities | 2017-10-17 | 2017-11-06 | Rep | Asset management | 2017-10-17 | 2017-11-06 | RO | Advising on securities | 2017-11-06 | 2018-09-26 | RO | Asset management | 2017-11-06 | 2018-09-26 |
| 3 | DNB Asset Management (Asia) Limited | Rep | Asset management | 2010-10-28 | 2011-07-15 | Rep | Asset management | 2012-06-05 | 2014-07-22 | RO | Asset management | 2014-07-22 | 2015-11-30 |
| 4 | Fantasia Asset Management Limited | Rep | Asset management | 2020-06-10 | 2020-06-22 | RO | Asset management | 2020-06-22 | 2022-02-04 |
| 5 | Investates Asset Management Limited | RO | Advising on securities | 2022-11-29 | 2023-11-06 | RO | Asset management | 2022-11-29 | 2023-11-06 |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-07-25 | 2008-06-29 |
| 7 | Oneday Asset Management Limited | RO | Advising on securities | 2019-01-22 | 2020-04-21 | RO | Asset management | 2019-01-22 | 2020-04-21 | RO | Advising on securities | 2022-02-17 | 2022-11-12 | RO | Asset management | 2022-02-17 | 2022-11-12 |
| 8 | Parchment Capital Limited | RO | Advising on securities | 2018-10-08 | 2019-01-07 | RO | Asset management | 2018-10-08 | 2019-01-07 |
| 9 | SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2008-07-21 | 2010-08-08 | Rep | Asset management | 2008-08-27 | 2010-08-08 |
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