Lam, Sheung Lai 林尚禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-19 | 2010-10-19 |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-03-06 | 2010-10-19 |
3 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-09-24 | 2007-11-08 |
4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-09-24 | 2007-11-08 |
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