Shum, Wai Chuen 沈偉銓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2008-09-17 | 2008-12-23 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-20 | 2009-10-01 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2009-03-10 | 2009-10-01 | Rep | Dealing in securities | 2009-03-19 | 2009-10-01 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-11-09 | 2008-08-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy