Yuen, Charles Tsung King 袁崇敬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-10-13 | 2008-10-19 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-12-10 | 2008-10-19 | Rep | Advising on securities | 2008-03-06 | 2008-10-19 |
| 3 | CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Advising on securities | 2017-06-12 | 2018-12-31 | Rep | Dealing in securities | 2017-06-12 | 2018-12-31 |
| 4 | Sino-Rich Securities & Futures Limited | Rep | Advising on securities | 2019-02-18 | Rep | Dealing in securities | 2019-02-18 | Rep | Advising on futures contracts | 2019-03-05 | Rep | Asset management | 2019-03-05 | Rep | Dealing in futures contracts | 2019-03-05 |
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