Ou, Hung Chieh 歐宏杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-02-11 | 2008-09-12 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | RO | Advising on securities | 2008-02-11 | 2011-07-10 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Asset management | 2010-12-15 | 2011-07-10 |
| 4 | Open Asset Management Limited | Rep | Advising on securities | 2011-10-26 | 2014-03-31 |
| 5 | Open Asset Management Limited | Rep | Asset management | 2011-10-26 | 2014-03-31 |
| 6 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Advising on securities | 2014-07-03 | 2015-09-10 |
| 7 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Asset management | 2014-07-03 | 2015-09-10 |
| 8 | CLC ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-11-10 | 2016-08-21 |
| 9 | CLC SECURITIES LIMITED | Rep | Advising on securities | 2015-12-02 | 2016-09-20 |
| 10 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-02 | 2016-09-20 |
| 11 | Ever-Long Capital Management Limited (b2014-01-15) | Rep | Asset management | 2016-11-03 | 2019-10-18 |
| 12 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-11-03 | 2019-10-18 |
| 13 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-11-03 | 2019-10-18 |
| 14 | Sky Seal Global Limited | RO | Advising on securities | 2021-01-29 | |
| 15 | Sky Seal Global Limited | RO | Asset management | 2021-01-29 |
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