Supangat, Herman 潘顯萬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2008-01-10 | 2008-05-01 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2010-03-11 | 2010-07-19 | Rep | Dealing in securities | 2010-03-11 | 2010-07-19 |
| 3 | Emperor Wealth Management Limited | Rep | Advising on securities | 2010-03-11 | 2010-07-19 | Rep | Dealing in securities | 2010-03-11 | 2010-07-19 |
| 4 | IPP Financial Advisers Limited | Rep | Advising on securities | 2008-05-13 | 2009-01-03 | Rep | Dealing in securities | 2008-05-21 | 2009-01-03 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on securities | 2009-09-29 | 2010-02-12 | Rep | Dealing in securities | 2009-09-29 | 2010-02-12 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2009-08-26 | 2009-09-15 | Rep | Dealing in securities | 2009-08-26 | 2009-09-15 |
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