Ho, Kai Yu (SFC:AQJ195) 何啟宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2009-09-11 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2009-09-11 |
| 3 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2010-11-24 | 2011-06-01 | Rep | Dealing in securities | 2010-12-23 | 2011-06-01 |
| 4 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-30 | 2019-09-06 | RO | Dealing in futures contracts | 2019-09-06 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-30 | 2019-09-06 | RO | Dealing in securities | 2019-09-06 |
| 6 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2009-09-15 | 2010-11-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy