Ho, Kai Yu (SFC:AQJ195) 何啟宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2009-09-15 | 2010-11-20 |
| 2 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2010-11-24 | 2011-06-01 |
| 3 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-30 | 2019-09-06 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2009-09-11 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2009-09-11 |
| 6 | Golden Hen Securities and Futures Limited | Rep | Dealing in securities | 2010-12-23 | 2011-06-01 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-30 | 2019-09-06 |
| 8 | ORIENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-09-06 | |
| 9 | ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2019-09-06 |
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