Lee, Charles Chak Yan 李澤昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Emperor Asset Management Limited | Rep | Asset management | 2021-10-28 | |
| 2 | EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2023-10-30 | RO | Dealing in futures contracts | 2023-10-30 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2023-10-30 | RO | Dealing in securities | 2023-10-30 |
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