Chan, Sin Hang (SFC:AQU095) 陳倩姮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Asset Management Company Limited | Rep | Asset management | 2019-03-22 | 2019-05-21 | RO | Asset management | 2019-05-21 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2019-03-22 | 2019-05-21 | Rep | Dealing in securities | 2019-03-22 | 2019-05-21 | RO | Dealing in futures contracts | 2019-05-21 | RO | Dealing in securities | 2019-05-21 | RO | Advising on futures contracts | 2019-12-09 | RO | Advising on securities | 2019-12-09 |
| 3 | Fortis, Sheriffs & Browns Asia Co. Limited | RO | Asset management | 2018-07-12 | 2019-03-04 | RO | Dealing in securities | 2018-07-12 | 2019-03-04 |
| 4 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2011-09-28 | 2012-06-19 | Rep | Dealing in securities | 2011-09-28 | 2012-06-19 | RO | Dealing in futures contracts | 2012-06-19 | 2013-01-16 | RO | Dealing in securities | 2012-06-19 | 2013-01-16 |
| 5 | oOo Securities (HK) Group Limited | Rep | Dealing in securities | 2015-08-19 | 2015-09-21 | Rep | Asset management | 2015-08-19 | 2018-07-12 | RO | Dealing in securities | 2015-09-21 | 2019-03-04 | RO | Dealing in futures contracts | 2016-03-24 | 2019-03-04 | RO | Asset management | 2018-07-12 | 2019-03-04 |
| 6 | orientiert International Markets Limited | RO | Asset management | 2018-07-12 | 2019-03-04 | RO | Dealing in securities | 2018-07-12 | 2019-03-04 |
| 7 | Quam Securities Limited | Rep | Dealing in securities | 2008-04-01 | 2011-07-09 | Rep | Dealing in futures contracts | 2008-06-20 | 2011-07-09 |
| 8 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2013-04-22 | 2013-05-28 | Rep | Dealing in futures contracts | 2013-04-22 | 2013-05-28 | RO | Advising on futures contracts | 2013-05-28 | 2015-07-31 | RO | Dealing in futures contracts | 2013-05-28 | 2015-07-31 |
| 9 | UPBEST INVESTMENT COMPANY LIMITED | RO | Securities margin financing | 2014-09-11 | 2015-07-31 |
| 10 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-04-22 | 2013-05-28 | RO | Dealing in securities | 2013-05-28 | 2015-07-31 |
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