Fan, Winnie Wing Yan 樊詠恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-01-27 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2017-09-04 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-01-27 | 2016-06-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-07-26 | 2010-08-30 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-04-16 | 2009-01-20 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2018-10-31 | 2019-08-11 |
| 6 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-11-22 | 2013-10-06 |
| 7 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2017-09-15 | 2018-10-12 |
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