Chan, Kin Man (SFC:AQZ593) 陳健民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-05-22 | |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-12-19 | |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-09-04 | Rep | Leveraged foreign exchange trading | 2017-09-04 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-09-04 | |
| 5 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2013-02-01 | 2014-09-19 |
| 6 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-10-07 | 2014-09-19 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-05-22 | |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-05-06 | 2009-11-04 |
| 9 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2012-11-29 | 2012-12-03 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-20 | 2010-12-11 |
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