Son, Yong Koo 孫容九
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2008-05-29 | 2009-01-30 |
| 2 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2009-04-30 | 2011-03-17 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-11-08 | 2016-11-14 | Rep | Dealing in securities | 2017-02-20 | 2017-02-24 | Rep | Dealing in securities | 2018-08-22 | 2018-08-27 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2016-11-08 | 2016-11-14 | Rep | Dealing in futures contracts | 2018-08-22 | 2018-08-27 |
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