Au, Wing Sing (SFC:ARF809) 歐永昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-10-03 | 2020-02-20 | Rep | Dealing in securities | 2018-10-03 | 2020-02-20 | RO | Advising on corporate finance | 2020-02-20 | 2020-08-31 | RO | Dealing in securities | 2020-02-20 | 2020-08-31 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2015-06-24 | 2018-06-29 | Rep | Dealing in securities | 2015-06-24 | 2018-06-29 |
| 3 | KOALA CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2020-12-01 | 2022-07-21 |
| 4 | KOALA SECURITIES LIMITED | Rep | Advising on securities | 2020-12-01 | 2022-07-21 | Rep | Dealing in securities | 2020-12-01 | 2022-07-21 |
| 5 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-06-27 | 2011-01-01 | Rep | Dealing in securities | 2008-06-27 | 2011-01-01 |
| 6 | XCap Partners Limited | Rep | Advising on securities | 2022-08-18 | 2023-03-08 | Rep | Dealing in securities | 2022-08-18 | 2023-03-08 | Rep | Advising on corporate finance | 2022-08-26 | RO | Advising on securities | 2023-03-08 | RO | Dealing in securities | 2023-03-08 | RO | Asset management | 2024-01-12 |
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