Wang, Qi (SFC:BLP469) 王奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2017-12-06 | 2019-07-12 |
2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-03-08 | Rep | Advising on securities | 2022-07-05 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-12-16 | 2022-01-23 |
4 | TFI Asset Management Limited | Rep | Advising on securities | 2020-10-16 | 2021-11-10 |
5 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2019-07-30 | 2021-11-10 |
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