Yim, Wai Kit 嚴偉杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2008-09-26 | 2009-03-11 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2009-05-15 | 2010-02-21 | Rep | Dealing in securities | 2009-07-24 | 2010-02-21 |
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