Cheung, Wing Yiu (SFC:ARO507) 張永堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2011-06-11 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-09-01 | 2011-06-11 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-06-09 | 2011-06-11 |
4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-10-07 | 2015-04-20 |
5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-07 | 2015-04-20 |
6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-10-07 | 2015-04-20 |
7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2013-06-21 | 2015-04-20 |
8 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2015-05-13 | 2016-05-16 |
9 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-05-13 | 2016-05-16 |
10 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2015-05-13 | 2016-05-16 |
11 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2015-05-13 | 2016-05-16 |
12 | CENTALINE SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-31 | 2017-12-04 |
13 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2016-11-24 | 2018-04-30 |
14 | CENTALINE SECURITIES LIMITED | RO | Dealing in securities | 2017-12-04 | 2018-04-30 |
15 | SORRENTO SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-02 | 2018-06-21 |
16 | SORRENTO SECURITIES LIMITED | Rep | Advising on securities | 2018-05-02 | 2019-01-09 |
17 | SORRENTO SECURITIES LIMITED | RO | Dealing in securities | 2018-06-21 | |
18 | SORRENTO SECURITIES LIMITED | RO | Advising on securities | 2019-01-09 |
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