Zaimi, Hossein (SFC:BGU210) 薛浩成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2022-07-25 | 2023-02-15 | Rep | Dealing in securities | 2022-07-25 | 2023-02-15 | RO | Dealing in futures contracts | 2023-02-15 | RO | Dealing in securities | 2023-02-15 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2017-12-27 | 2018-08-31 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | Automated trading services | 2017-12-27 | 2020-07-27 | RO | Dealing in securities | 2017-12-27 | 2020-07-27 |
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