Chan, Ka Wai (SFC:BLR954) 陳嘉威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Black Marble Securities Limited | Rep | Dealing in securities | 2018-02-07 | 2019-09-22 |
| 2 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2018-01-16 | 2018-01-31 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2021-09-28 | 2021-12-31 | Rep | Dealing in securities | 2021-09-28 | 2021-12-31 | Rep | Dealing in futures contracts | 2021-10-26 | 2021-12-31 |
| 4 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2019-10-11 | 2021-09-05 | Rep | Advising on securities | 2020-04-02 | 2021-09-05 | Rep | Asset management | 2020-04-02 | 2021-09-05 |
| 5 | WEBULL SECURITIES LIMITED | Rep | Dealing in securities | 2022-11-07 | 2024-04-22 | Rep | Advising on securities | 2023-07-26 | 2024-04-22 | Rep | Dealing in futures contracts | 2023-11-08 | 2024-04-22 |
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