Ng, Ching Yin (SFC:ARS551) 吳清賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-01-15 | 2013-02-15 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-01-15 | 2013-02-15 |
| 3 | CTBC Asia Limited | Rep | Dealing in securities | 2015-05-21 | 2017-03-27 | Rep | Advising on securities | 2016-08-05 | 2017-03-27 |
| 4 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2020-06-02 | 2022-02-28 |
| 5 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2020-06-02 | 2022-02-28 |
| 6 | Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2022-03-16 | Rep | Dealing in securities | 2023-07-19 |
| 7 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-05-24 | 2015-05-05 | Rep | Dealing in securities | 2013-05-24 | 2015-05-05 |
| 8 | Open Securities Limited | Rep | Advising on securities | 2017-04-12 | 2020-04-17 | Rep | Dealing in futures contracts | 2017-04-12 | 2020-04-17 | Rep | Dealing in securities | 2017-04-12 | 2020-04-17 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-10-16 | 2011-01-12 | Rep | Leveraged foreign exchange trading | 2008-12-31 | 2011-01-12 | Rep | Advising on futures contracts | 2009-04-20 | 2011-01-12 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-16 | 2011-01-12 |
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