Chan, Frankie Kwun Siu 陳冠兆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2008-12-09 | 2010-06-20 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2008-12-09 | 2010-03-12 |
| 3 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-07-30 | 2010-08-08 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-09 | 2010-07-28 |
| 5 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2012-11-22 | 2019-10-01 | Rep | Dealing in securities | 2012-11-22 | 2019-10-01 |
| 6 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2020-07-29 | 2020-08-14 | Rep | Asset management | 2020-07-29 | 2020-08-14 | Rep | Dealing in securities | 2020-07-29 | 2020-08-14 |
| 7 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2023-01-13 | 2023-04-11 | Rep | Asset management | 2023-01-13 | 2023-04-11 | Rep | Dealing in securities | 2023-01-13 | 2023-04-11 | RO | Advising on securities | 2023-04-11 | RO | Asset management | 2023-04-11 | RO | Dealing in securities | 2023-04-11 |
| 8 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2022-01-21 | 2023-04-11 | Rep | Asset management | 2022-01-21 | 2023-04-11 | Rep | Dealing in securities | 2022-01-21 | 2023-04-11 | RO | Advising on securities | 2023-04-11 | RO | Asset management | 2023-04-11 | RO | Dealing in securities | 2023-04-11 |
| 9 | Mason Securities Limited | Rep | Advising on securities | 2022-01-21 | 2022-11-24 | Rep | Asset management | 2022-01-21 | 2022-11-24 | Rep | Dealing in securities | 2022-01-21 | 2022-11-24 | RO | Advising on securities | 2022-11-24 | RO | Asset management | 2022-11-24 | RO | Dealing in securities | 2022-11-24 |
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