Mak, Chi Wai (SFC:ASI136) 麥志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-01-30 | 2010-02-05 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-01-30 | 2010-02-05 | Rep | Dealing in securities | 2009-01-30 | 2010-02-05 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-12-16 | 2023-09-29 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2020-03-09 | 2020-11-13 | Rep | Dealing in securities | 2020-03-09 | 2020-11-13 |
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