Lee, Ming Gin 李明正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPHA WEALTH MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2009-04-29 | 2012-05-06 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2014-03-11 | 2015-01-14 | Rep | Asset management | 2014-03-11 | 2016-05-20 | RO | Advising on securities | 2015-01-14 | 2016-05-20 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-11 | 2016-05-20 |
| 4 | GRANSING SECURITIES CO., LIMITED | Rep | Advising on securities | 2016-06-21 | 2019-09-30 | Rep | Asset management | 2016-06-21 | 2019-09-30 | Rep | Dealing in securities | 2016-06-21 | 2019-09-30 |
| 5 | TENGARD FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2012-07-09 | 2014-02-05 | Rep | Asset management | 2012-07-09 | 2014-02-05 |
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