Siu, Man Lok 邵文洛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-01-22 | 2021-04-20 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-01-22 | 2021-04-20 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-02-15 | 2020-05-13 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-02-15 | 2020-05-13 |
| 5 | Rich Bay Securities Limited | Rep | Dealing in futures contracts | 2022-06-30 | 2023-06-30 | Rep | Dealing in securities | 2022-06-30 | 2023-06-30 |
| 6 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2020-07-14 | 2021-01-01 |
| 7 | Rifa Securities Limited | Rep | Dealing in securities | 2020-07-14 | 2021-01-01 |
| 8 | Yuan Tong Global Securities Limited | Rep | Dealing in futures contracts | 2021-07-09 | 2022-02-28 | Rep | Dealing in securities | 2021-07-09 | 2022-02-28 |
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