Mak, Chi Ho (SFC:ATN700) 麥志豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AVANTA INVESTMENT MANAGEMENT LIMITED Rep Advising on securities 2012-08-27 2014-07-30
RO Asset management 2012-08-27 2018-06-10
RO Advising on securities 2014-07-30 2018-06-10
Rep Advising on securities 2020-12-28 2021-02-19
Rep Asset management 2020-12-28 2021-02-19
RO Advising on securities 2021-02-19 2021-09-30
RO Asset management 2021-02-19 2021-09-30
2 Bright Fund Management Limited Rep Asset management 2012-03-20 2012-06-30
3 CES Commodities (HK) Limited Rep Dealing in futures contracts 2012-03-20 2012-06-30
4 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2012-03-20 2012-06-30
5 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2012-03-20 2012-06-30
6 iBest Consultants Limited Rep Advising on securities 2009-09-17 2010-12-09
Rep Asset management 2009-09-17 2010-12-09
Rep Dealing in securities 2009-09-17 2010-12-09
7 LEGENDS ASSET MANAGEMENT LIMITED Rep Asset management 2011-09-07 2011-12-31
8 Quam Securities Limited Rep Advising on securities 2010-12-17 2011-06-11
Rep Asset management 2010-12-17 2011-06-11
Rep Dealing in futures contracts 2010-12-17 2011-06-11
Rep Dealing in securities 2010-12-17 2011-06-11
9 QUANTEK CAPITAL RESEARCH (HONG KONG) LIMITED RO Asset management 2021-10-08
10 TRANSPAC CAPITAL LIMITED Rep Advising on securities 2019-10-09 2019-12-06
Rep Asset management 2019-10-09 2019-12-06
Rep Advising on corporate finance 2019-10-09 2020-06-22
RO Advising on securities 2019-12-06 2020-06-22
RO Asset management 2019-12-06 2020-06-22

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