Pau, Esme Tien Sum 鮑天琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2012-02-01 | 2015-10-05 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2015-12-07 | 2016-06-30 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2009-08-26 | 2010-07-02 | Rep | Advising on securities | 2022-04-19 | 2023-12-04 |
| 4 | Quam Securities Limited | Rep | Advising on securities | 2018-12-14 | 2020-10-27 | RO | Advising on securities | 2020-10-27 | 2022-04-03 |
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