Lau, Chi Ming (SFC:AUW146) 劉智明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | C.M. Capital Advisors (HK) Limited | RO | Advising on securities | 2016-12-22 | 2018-02-05 | RO | Asset management | 2016-12-22 | 2018-02-05 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2011-10-07 | 2015-06-27 | Rep | Asset management | 2011-10-07 | 2015-06-27 | Rep | Dealing in securities | 2011-10-07 | 2015-06-27 |
| 3 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2019-11-04 | 2022-08-31 | Rep | Asset management | 2019-11-04 | 2022-08-31 |
| 4 | UCF Asset Management (HK) Limited | RO | Advising on securities | 2016-05-04 | 2016-12-13 | RO | Asset management | 2016-05-04 | 2016-12-13 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Asset management | 2010-03-10 | 2011-07-01 |
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