Sum, Ping Kong 沈炳港
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-03-17 | 2011-06-06 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-03-17 | 2011-06-06 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-03-17 | 2011-06-06 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-02-17 | 2014-04-04 | Rep | Dealing in securities | 2012-02-17 | 2014-04-04 | Rep | Leveraged foreign exchange trading | 2012-02-17 | 2014-04-04 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2014-04-04 | Rep | Dealing in securities | 2012-06-26 | 2014-04-04 | Rep | Leveraged foreign exchange trading | 2012-06-26 | 2014-04-04 |
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