Hodge, Craig (SFC:AVM799)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2013-10-03 | 2015-02-23 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2012-10-25 | 2013-08-06 | Rep | Dealing in securities | 2012-10-25 | 2013-08-06 |
3 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-10-31 | 2012-09-04 | Rep | Dealing in securities | 2015-06-12 | 2015-10-16 |
4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-07-22 | 2011-08-16 |
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