Melvin Yip, Yang Joon 葉仰閏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Corporate Advisory Limited | Rep | Advising on corporate finance | 2021-10-22 | 2022-03-04 | RO | Advising on corporate finance | 2022-03-04 | 2023-12-15 |
| 2 | Arta Global Markets Limited | RO | Dealing in securities | 2022-03-04 | 2023-12-15 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-12-21 | 2018-01-18 | Rep | Dealing in securities | 2011-12-21 | 2018-01-18 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-05 | 2018-01-18 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-08-05 | 2011-08-29 | Rep | Advising on securities | 2010-08-05 | 2011-08-29 | Rep | Dealing in securities | 2010-08-05 | 2011-08-29 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-08-05 | 2011-08-29 | Rep | Advising on securities | 2010-08-05 | 2011-08-29 | Rep | Dealing in securities | 2010-08-05 | 2011-08-29 |
| 7 | Quam Securities Limited | Rep | Dealing in securities | 2019-06-27 | 2021-04-10 |
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