Lio, Wai Ki 廖慧棋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-03-18 | 2015-03-10 |
| 2 | Quam Securities Limited | Rep | Dealing in futures contracts | 2020-09-17 | 2022-02-28 | Rep | Dealing in securities | 2020-09-17 | 2022-02-28 |
| 3 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-27 | 2011-07-01 |
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