Chan, Christy Cheuk Ki 陳卓琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2020-06-22 | |
2 | Crosby Securities Limited | Rep | Advising on securities | 2019-10-03 | 2020-05-03 | Rep | Dealing in securities | 2019-10-03 | 2020-05-03 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-10-26 | 2013-11-06 | Rep | Advising on securities | 2020-05-15 | Rep | Dealing in securities | 2020-05-15 |
4 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2016-02-22 | 2016-05-17 | Rep | Asset management | 2016-02-22 | 2016-05-17 | Rep | Dealing in securities | 2016-02-22 | 2016-05-17 |
5 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-08-21 | 2016-01-31 | Rep | Dealing in securities | 2014-08-21 | 2016-01-31 | Rep | Dealing in futures contracts | 2016-06-14 | 2017-01-13 | Rep | Dealing in securities | 2016-06-14 | 2017-01-13 |
6 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2013-11-18 | 2016-01-31 | Rep | Dealing in securities | 2013-11-18 | 2016-01-31 |
7 | KILMOREY SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-15 | 2017-11-09 | Rep | Advising on securities | 2017-06-15 | 2018-09-04 | RO | Dealing in securities | 2017-11-09 | 2019-08-01 | RO | Advising on securities | 2018-09-04 | 2019-08-01 |
8 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-03 | 2011-08-17 |
9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2017-01-25 | 2017-02-25 | Rep | Dealing in securities | 2017-01-25 | 2017-02-25 |
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