Chan, Christy Cheuk Ki 陳卓琦

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2020-06-22
2 Crosby Securities Limited Rep Advising on securities 2019-10-03 2020-05-03
Rep Dealing in securities 2019-10-03 2020-05-03
3 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2011-10-26 2013-11-06
Rep Advising on securities 2020-05-15
Rep Dealing in securities 2020-05-15
4 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED Rep Advising on securities 2016-02-22 2016-05-17
Rep Asset management 2016-02-22 2016-05-17
Rep Dealing in securities 2016-02-22 2016-05-17
5 Guosen Securities (HK) Brokerage Company, Limited Rep Advising on securities 2014-08-21 2016-01-31
Rep Dealing in securities 2014-08-21 2016-01-31
Rep Dealing in futures contracts 2016-06-14 2017-01-13
Rep Dealing in securities 2016-06-14 2017-01-13
6 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Rep Advising on corporate finance 2013-11-18 2016-01-31
Rep Dealing in securities 2013-11-18 2016-01-31
7 KILMOREY SECURITIES LIMITED Rep Dealing in securities 2017-06-15 2017-11-09
Rep Advising on securities 2017-06-15 2018-09-04
RO Dealing in securities 2017-11-09 2019-08-01
RO Advising on securities 2018-09-04 2019-08-01
8 ORIENT SECURITIES LIMITED Rep Dealing in securities 2011-05-03 2011-08-17
9 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in futures contracts 2017-01-25 2017-02-25
Rep Dealing in securities 2017-01-25 2017-02-25

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