Lin, Leo Hiu Pui 林曉霈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-01-19 | |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-12-04 | 2014-07-29 |
| 3 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2014-09-30 | 2014-12-06 |
| 4 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-02-02 | 2017-07-10 |
| 5 | Matrix Securities Limited | Rep | Dealing in futures contracts | 2017-08-11 | 2018-10-19 |
| 6 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-12-12 | 2019-03-01 |
| 7 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-05-16 | 2021-12-06 |
| 8 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-12-17 | |
| 9 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-30 | 2012-01-27 |
| 10 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-12-04 | 2014-07-29 |
| 11 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-10-05 | 2017-07-10 |
| 12 | Matrix Securities Limited | Rep | Dealing in securities | 2017-08-11 | 2018-10-19 |
| 13 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-12-12 | 2019-03-01 |
| 14 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-05-16 | 2021-12-06 |
| 15 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-12-17 | |
| 16 | BRIGHT SMART FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2013-12-04 | 2014-07-29 |
| 17 | ADMIS Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2014-08-08 | 2014-12-06 |
| 18 | BRIGHT SMART FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2015-02-02 | 2017-07-10 |
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