Lui, Lok Sze 雷樂詩

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Avenue Asset Management Limited (HK) Rep Advising on securities 2020-11-02 2021-09-07
Rep Asset management 2020-11-02 2021-09-07
2 Avenue Family Office Limited Rep Advising on securities 2020-11-02 2021-09-07
Rep Asset management 2020-11-02 2021-09-07
Rep Dealing in securities 2020-11-02 2021-09-07
3 AVENUE INVESTMENT MANAGEMENT LIMITED Rep Advising on securities 2020-11-02 2021-09-07
Rep Asset management 2020-11-02 2021-09-07
Rep Dealing in securities 2020-11-02 2021-09-07
4 CATHAY SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2011-10-03 2011-11-27
5 Funde Asset Management (Hong Kong) Company Limited Rep Advising on securities 2017-01-05 2020-10-24
Rep Asset management 2020-02-12 2020-10-24
6 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2014-08-20 2016-12-15
7 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2012-05-16 2014-08-04
8 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED Rep Advising on securities 2012-05-16 2014-08-04
9 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2012-05-16 2013-07-08

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