Lui, Lok Sze 雷樂詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2020-11-02 | 2021-09-07 | Rep | Asset management | 2020-11-02 | 2021-09-07 |
2 | Avenue Family Office Limited | Rep | Advising on securities | 2020-11-02 | 2021-09-07 | Rep | Asset management | 2020-11-02 | 2021-09-07 | Rep | Dealing in securities | 2020-11-02 | 2021-09-07 |
3 | AVENUE INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2020-11-02 | 2021-09-07 | Rep | Asset management | 2020-11-02 | 2021-09-07 | Rep | Dealing in securities | 2020-11-02 | 2021-09-07 |
4 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-03 | 2011-11-27 |
5 | Funde Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2017-01-05 | 2020-10-24 | Rep | Asset management | 2020-02-12 | 2020-10-24 |
6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-08-20 | 2016-12-15 |
7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-05-16 | 2014-08-04 |
8 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2012-05-16 | 2014-08-04 |
9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-05-16 | 2013-07-08 |
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