Yuen, Wilfred Wai Chak 袁瑋澤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2011-10-13 | 2012-11-23 |
| 2 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2011-10-13 | 2012-11-23 |
| 3 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Advising on securities | 2013-03-11 | 2015-02-12 |
| 4 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Asset management | 2013-03-11 | 2015-02-12 |
| 5 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Dealing in securities | 2014-11-05 | 2015-02-12 |
| 6 | Quam Securities Limited | Rep | Advising on securities | 2015-03-03 | 2015-06-17 |
| 7 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2015-09-29 | 2018-03-21 |
| 8 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2018-04-03 | 2021-02-10 |
| 9 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2021-03-09 | 2021-12-08 |
| 10 | Mirae Asset Securities (HK) Limited | Rep | Asset management | 2021-03-16 | 2021-12-08 |
| 11 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2021-03-16 | 2021-12-08 |
| 12 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2021-12-23 | 2022-07-11 |
| 13 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2022-10-05 |
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