Li, Zheng (SFC:AXW275) 李崢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENTAL PATRON ASIA LIMITED | Rep | Dealing in securities | 2019-05-24 | 2023-02-28 | Rep | Advising on corporate finance | 2019-06-05 | 2023-02-28 |
| 2 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2011-10-14 | 2014-05-23 | RO | Dealing in futures contracts | 2014-05-23 | 2017-11-21 |
| 3 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2016-11-01 | 2019-04-21 |
| 4 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2017-12-21 | 2019-04-21 |
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