Chan, Wai Lam (SFC:AYC499) 陳緯霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DORIC CAPITAL CORPORATION | RO | Advising on futures contracts | 2024-02-23 | |
| 2 | DORIC CAPITAL CORPORATION | RO | Advising on securities | 2024-02-23 | |
| 3 | DORIC CAPITAL CORPORATION | RO | Asset management | 2024-02-23 | |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2011-10-17 | 2012-10-03 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-10-11 | 2020-04-28 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-20 | 2020-04-28 |
| 7 | VBG Asset Management Limited | Rep | Advising on securities | 2020-06-11 | 2023-09-27 |
| 8 | VBG Asset Management Limited | Rep | Asset management | 2020-06-11 | 2023-09-27 |
| 9 | VBG Asset Management Limited | RO | Advising on securities | 2023-09-27 | 2024-01-19 |
| 10 | VBG Asset Management Limited | RO | Asset management | 2023-09-27 | 2024-01-19 |
| 11 | DORIC CAPITAL CORPORATION | Rep | Advising on securities | 2024-02-09 | 2024-02-23 |
| 12 | DORIC CAPITAL CORPORATION | Rep | Asset management | 2024-02-09 | 2024-02-23 |
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