Chan, Katherine Wai Kay 陳蕙姬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldin Equities Limited | Rep | Dealing in securities | 2008-04-17 | 2008-08-01 |
| 2 | QUAM FUTURES LIMITED | RO | Advising on futures contracts | 2004-06-25 | RO | Asset management | 2004-06-25 | RO | Dealing in futures contracts | 2004-06-25 | Rep | Dealing in futures contracts | 2004-06-25 | 2006-01-31 |
| 3 | Quam Securities Limited | RO | Advising on corporate finance | 2004-06-25 | RO | Advising on securities | 2004-06-25 | RO | Asset management | 2004-06-25 | RO | Dealing in securities | 2004-06-25 | Rep | Dealing in securities | 2004-06-25 | 2007-10-31 | Rep | Dealing in futures contracts | 2004-10-28 | 2007-10-31 |
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