Cheung, Yee Ching (SFC:AYP118) 張以正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-11-22 | 2016-10-14 | Rep | Dealing in futures contracts | 2017-12-22 | 2023-03-12 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-11-22 | 2016-10-14 | Rep | Leveraged foreign exchange trading | 2018-02-12 | 2023-03-12 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2018-02-12 | 2023-03-12 | Rep | Dealing in futures contracts | 2018-02-27 | 2023-03-12 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-02-27 | 2023-03-12 |
| 5 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2017-12-22 | 2023-03-12 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-11-22 | 2016-10-14 | Rep | Dealing in securities | 2017-12-22 | 2023-03-12 |
| 7 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-03-30 | Rep | Dealing in futures contracts | 2023-03-30 | 2024-03-06 | RO | Dealing in futures contracts | 2024-03-06 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-12-06 | 2013-10-19 | Rep | Advising on futures contracts | 2012-12-27 | 2013-10-19 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-06 | 2013-10-19 |
| 10 | Quam Securities Limited | Rep | Dealing in futures contracts | 2016-11-02 | 2017-11-30 | Rep | Dealing in securities | 2016-11-02 | 2017-11-30 |
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