Li, Cheong Faat 李昌發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Innovest Asset Management Limited | Rep | Asset management | 2018-07-19 | 2019-01-31 |
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-12-06 | 2018-07-03 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-12-06 | 2018-07-03 |
| 4 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2021-03-01 | |
| 5 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2021-03-01 | Rep | Dealing in securities | 2021-03-01 |
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